Accuracy, governance and global alignment.
Advisory-only interpretation, readiness, controls and reporting architecture across UK, EU, US and global frameworks — from prudential reporting through conduct, resilience, ESG disclosures and specialist supervisory regimes.
Regulation translated into owned programmes.
Our regulatory reporting and compliance advisory work strengthens governance, reporting accuracy and supervisory confidence. Engagements combine established supervisory methodologies with tooling that validates data, stresses controls and preserves lineage — without compromising advisory independence.
Before work begins, we clarify the operating context, governance expectations, and commercial pressures behind the brief. That gives the engagement a clear purpose before technical analysis starts.
The result is a more complete advisory view: what matters now, where risk may surface next, and how recommendations can be implemented without creating unnecessary hand-offs or ambiguity.
Scope
Clarify the decision, deadline, stakeholders, and evidence standard before work begins.
Delivery
Combine partner judgement, technical review, and practical implementation planning in one workstream.
Follow-through
Convert findings into owners, actions, and next steps that leadership can track after the session.
FinRep & CoRep
EBA/PRA reporting interpretation, data lineage, liquidity and capital narratives.
- Taxonomy alignment
- Validation rule pre-checks
- Submission via GABRIEL / Connect
Solvency II
SCR, ORSA, QRT and RSR delivery with governance embedded across pillars.
- SCR and standard formula
- ORSA design & governance
- QRT & RSR preparation
DORA & MiFID II
ICT risk, operational resilience, transaction reporting and investor-protection overlays.
- DORA ICT risk framework
- Third-party register
- MiFID II best-execution
GDPR & Data Protection
Article 30 records, transfers, DPIAs and breach readiness aligned to supervisory dialogue.
- Art. 30 records
- Transfer assessments
- Breach response playbooks
What a well-run regulatory programme always has.
Governance
- Named accountable executive (SMCR-aligned)
- Committee terms of reference
- Escalation routes
- Evidence pack for regulator visits
Data & controls
- Data lineage from source to report
- Control evidence repository
- Independent challenge function
- Remediation log with owners
Policy & procedure
- Policy suite tracked to standard
- Procedure-level desk instructions
- Training evidence
- Annual attestation
Cadence
- Monthly operating metrics
- Quarterly committee review
- Annual independent assurance
- Event-driven reporting
Diagnostic
Gap analysis against the current regulatory standard and existing internal practice.
Programme plan
Prioritised plan with owners, dates, dependencies and RAG status.
Build
Governance, data, controls and policy artefacts built and signed off.
Embed & assure
Independent review, regulator-ready evidence pack, handover to BAU.
The best time to prepare for a regulator visit is the week before you are told one is coming. The second best time is now.
Cross-regulator themes
VARA & global virtual-asset regulators
Advisory-only VARA and global virtual-asset frameworks — governance uplift, AML/CFT alignment, licensing readiness narratives and cross-border regulatory mapping for exchanges, VASPs and digital-asset platforms.
SEC & PCAOB reporting readiness
Advisory-only US reporting readiness — disclosure governance, controls documentation, MD&A structuring and PCAOB-aligned evidence packs for US-listed groups, foreign private issuers and pre-IPO organisations.
Consumer protection & financial compliance
Advisory-only consumer protection and conduct governance — frameworks, fair-lending style oversight where relevant, compliance documentation and reporting governance for banks, lenders, fintechs and consumer-facing regulated firms.
Warm Homes Plan compliance advisory
Advisory-only Warm Homes Plan compliance — interpretation support, reporting governance, funding documentation alignment and programme oversight alongside broader supervisory obligations.
Yes - we work with PRA, FCA, and EU regulators including the ECB SSM, CSSF, CBI, Bafin and AMF.
Regulatory initiative feeling stuck?
A two-week diagnostic will give you a named plan, a named partner and a named timeline.